Resolution Law Group attorneys have depth of experience in the practice of securities law. We represent investors in a variety of disputes related to losses sustained in their brokerage accounts as a result of wrongdoing and fraud by their stockbrokers and brokerage firms. These cases range from such issues as “churning” and “suitability” to unauthorized trading.
Our attorneys successfully use their prior experience defending major national brokerage firms to benefit securities customers who have fallen victim to improper and illegal sales practices.
These securities-related disputes are almost always required to be resolved in binding arbitrations in the unique forums provided by one of the self-regulatory organizations, such as the National Association of Securities Dealers (NASD), the New York Stock Exchange (NYSE) or Pacific Exchange.
Aided by their years of practice in these forums and their knowledge of the major brokerage firms, Resolution Law Group attorneys have obtained millions of dollars in arbitration awards and settlements for Resolution Law Group clients from numerous brokers, including some of the largest national brokerage houses.
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